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Employer firm

Wells Fargo Advisors Financial Network, LLC CRD 11025

$252B regulatory AUM 2,990 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • INVESTMENT CONSULTING SERVICES TO INSTITUTIONAL CLIENTS

From the firm’s Form ADV. Read the guides:

Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-04-11
  • NY RA
    APPROVED
    Since 2025-04-11

Branch Locations

747 Third Ave 1003 10Th, New York, NY 10017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch / Bank Of America New York NY 09/2011 03/2017
Janney Montgomery Scott Llc New York NY 03/2017 04/2025
Wells Fargo Advisors Financial Network, Llc New York NY 04/2025 Present
Previous Registrations
Other Businesses

1) North Fork TV Festival, Inc, 1324 Lexington Avenue, Ste. 1431, New York NY, 10128; Not investment related; Nature: A 501(c)(3) tax-exempt charitable organization; Title/Position: Secretary of the Board; Duties: Helping program a Festival dedicated to the art of episodic, scripted television; Devotes 10 hours/month; Not compensated. 2) Truman National Security Project; Truman is nationwide membership of diverse leaders inspired to serve in the aftermath of 9/11 and committed to shaping and advocating for tough, smart national security solutions; 1250 I Street NW, Suite 500, Washington, DC 20005; Start date 11/19/2019; Board member; Attend board meetings; 1hr/month; 1hr/day; Investment-related 3) Philip House Condominium, Not inv related; New York, NY. Board Member; Start Date 05/01/2024; 1 hour per month; 1 hour during trading; oversee the management of our building. 4)SOUNDRIDGE PRIVATE WEALTH, LLC ; INV RELATED; NEW YORK, NY; FINANCIAL ADVISORY;60% OWNERSHIP; START DATE: 04/30/2025; 300 HRS PER MONTH; 300 HRS DURING TRADING; | 5) NDLD FICO LLC ; INV RELATED; NEW YORK, NY; RECEIVE THE DISTRIBUTIONS OF FROM SOUNDRIDGE PRIVATE WEALTH ;100% OWNERSHIP; START DATE: 06/25/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-11-16
  • S66 Uniform Combined State Law Examination
    2006-11-16
Other Names
  • Noah A Doyle
  • Noah Doyle

View on SEC IAPD

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