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Wells Fargo Advisors Financial Network, LLC CRD 11025
$252B regulatory AUM 2,990 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-04-11 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch / Bank Of America | New York | NY | 09/2011 | 03/2017 |
| Janney Montgomery Scott Llc | New York | NY | 03/2017 | 04/2025 |
| Wells Fargo Advisors Financial Network, Llc | New York | NY | 04/2025 | Present |
1) North Fork TV Festival, Inc, 1324 Lexington Avenue, Ste. 1431, New York NY, 10128; Not investment related; Nature: A 501(c)(3) tax-exempt charitable organization; Title/Position: Secretary of the Board; Duties: Helping program a Festival dedicated to the art of episodic, scripted television; Devotes 10 hours/month; Not compensated. 2) Truman National Security Project; Truman is nationwide membership of diverse leaders inspired to serve in the aftermath of 9/11 and committed to shaping and advocating for tough, smart national security solutions; 1250 I Street NW, Suite 500, Washington, DC 20005; Start date 11/19/2019; Board member; Attend board meetings; 1hr/month; 1hr/day; Investment-related 3) Philip House Condominium, Not inv related; New York, NY. Board Member; Start Date 05/01/2024; 1 hour per month; 1 hour during trading; oversee the management of our building. 4)SOUNDRIDGE PRIVATE WEALTH, LLC ; INV RELATED; NEW YORK, NY; FINANCIAL ADVISORY;60% OWNERSHIP; START DATE: 04/30/2025; 300 HRS PER MONTH; 300 HRS DURING TRADING; | 5) NDLD FICO LLC ; INV RELATED; NEW YORK, NY; RECEIVE THE DISTRIBUTIONS OF FROM SOUNDRIDGE PRIVATE WEALTH ;100% OWNERSHIP; START DATE: 06/25/2025; 10 HRS PER MONTH; 10 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-11-16 |
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