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388 Greenwich Street, New York, NY 10013 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2024-10-15 |
Branch Locations
Cwm Retail, Sales 3924 East Tremont Avenue, Bronx, NY 10465 • United States
Cwm Retail, Sales 3924 East Tremont Avenue, Bronx, NY 10465 • United States
Citi Wealth Management, Sales 2071 Lemoine Avenue, Fl 2, Fort Lee, NJ 07024 • United States
Cwm Retail, Sales 1265 Castle Hill Ave, Bronx, NY 10467 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Bronx | NY | 04/2014 | 01/2017 |
| Jpmorgan Chase Bank | Bronx | NY | 04/2014 | 01/2017 |
| New York Life | New York | NY | 01/2017 | 02/2017 |
| David Lerner Associates | White Plains | NY | 02/2017 | 02/2018 |
| Axa Advisors, Llc | New York | NY | 04/2018 | 08/2018 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Bronx | NY | 11/2018 | 09/2021 |
| Bank Of America, N.A. | Bronx | NY | 11/2018 | 09/2021 |
| Td Bank | New York | NY | 07/2018 | 11/2018 |
| Citigroup | Bronx | NY | 10/2021 | Present |
Impervious protection and Consultant group; Not Investment-Related; New York, New York; Nature: Security; Title: Security guard; Started: 07/01/23; Hours devoted to other business outside of securities trading hours per month:11-20; Hours devoted to other business during securities trading hours per month: 0; Duties: Secure the premises by stay alert and making nothing is out of the ordinary./////Adu & Beto LLC; Not Investment-related; Nature: Flaggers.; Bronx, NY.; Started: October, 2023.; Title: Owner.; Duties: Owner of the business and responsible for getting contracts, hiring the right people, and making sure they get paid for work.; 0. hours are devoted each month during securities trading hours; 1-5. hours are devoted each month outside of securities trading hours.////
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-04-17 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-11 |
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