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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2022-10-03 |
Branch Locations
14001 Memorial Dr, Houston, TX 77079 • United States
1000 Louisiana St 7Th Fl [Tn/Td-Rbo], Houston, TX 77002 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Washington | DC | 04/2014 | 05/2017 |
| Morgan Stanley Private Bank, National Association | Washington | DC | 01/2015 | 05/2017 |
| Jp Morgan Securities, Llc | Sugar Land | TX | 09/2018 | 10/2021 |
| Jp Morgan Chase Bank, N.A. | Sugar Land | TX | 09/2018 | 10/2021 |
| Morgan Stanley Private Bank, National Association | Sugar Land | TX | 05/2017 | 09/2018 |
| Morgan Stanley | Sugar Land | TX | 05/2017 | 09/2018 |
| Frost Brokerage Services | Sugarland | TX | 10/2021 | 10/2022 |
| Frost Investment Services | Sugarland | TX | 10/2021 | 10/2022 |
| Wells Fargo Clearing Services, Llc | Houston | TX | 10/2022 | Present |
SALMAN ASIF, NOT INVT RELATED, SUGARLAND, TX, 100% OWNERSHIP, START DATE 4/1/2015, 15 HRS PER MONTH, 0 HRS DURING TRADING, SINGER, SONGWRITER, COMPOSER. HOWDY MART, LLC, NOT INVT RELATED, SUGARLAND, TX, 100% OWNERSHIP, START DATE 111/11/2024, 3 HRS PER MONTH, 0 HRS DURING TRADING, ONLINE RETAIL BUSINESS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-21 |
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