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Ricky Burroughs

Charles Schwab & Co., Inc.

Brookfield, WI

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2026-08-13
  • WI RA
    APPROVED
    Since 2026-08-13

Branch Locations

305 S Moorland Road, Brookfield, WI 53005 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Brookfield WI 01/2016 04/2018
U.S. Bank Milwaukee WI 04/2018 05/2023
U.S. Bancorp Investments, Inc. Milwaukee WI 04/2018 05/2023
Fidelity Investments Mequon WI 05/2023 08/2026
Fidelity Investments Boston MA 03/2025 08/2026
Charles Schwab & Co., Inc Brookfield WI 08/2026 Present
Charles Schwab Bank Brookfield WI 08/2026 Present
  • 01/2016 → 04/2018
    Fidelity Brokerage Services Llc
    Brookfield, WI
  • 04/2018 → 05/2023
    U.S. Bank
    Milwaukee, WI
  • 04/2018 → 05/2023
    U.S. Bancorp Investments, Inc.
    Milwaukee, WI
  • 05/2023 → 08/2026
    Fidelity Investments
    Mequon, WI
  • 03/2025 → 08/2026
    Fidelity Investments
    Boston, MA
  • 08/2026 → Present
    Charles Schwab & Co., Inc
    Brookfield, WI
  • 08/2026 → Present
    Charles Schwab Bank
    Brookfield, WI
Previous Registrations
  • 2025-03-31 → 2026-08-10
    Strategic Advisers Llc
    Brookfield, WI
    Mequon, WI
    Greendale, WI
    Boston, MA
  • 2023-05-22 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Mequon, WI
  • 2018-04-25 → 2023-05-04
    U.S. Bancorp Investments, Inc.
    Mequon, WI
    Milwaukee, WI
  • 2015-08-28 → 2016-01-06
    Bmo Harris Financial Advisors, Inc.
    Brookfield, WI
Other Businesses

BDA Ricky Burroughs (Rental Property)/ Real Estate ( Non0AGent Broker) Owner/ Greendale, WI /start date 08/01/2022/Hours per month less than 20

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-08-28
  • S66 Uniform Combined State Law Examination
    2015-08-28
Other Names
  • Ricky Burroughs
  • Ricky W Burroughs

View on SEC IAPD

Other Firms

ANNEX WEALTH MANAGEMENT, LLC
RBC CAPITAL MARKETS, LLC
MARINER
M HOLDINGS SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
AMERIPRISE FINANCIAL SERVICES, LLC
ENTASIS ASSET MANAGEMENT LLC
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC

Other Investors

DEANNE E PHILLIPS
MATTHEW ROSS KRENKE
Eric Gustav Strom
Thomas James Berkholtz
Heather Christine Shutta
Jeffrey Lynn Stanich
Clayton Joel Beilfuss
Logan Alexander Kepler

Other Offices

ANNEX WEALTH MANAGEMENT, LLC · BROOKFIELD, WI
RBC CAPITAL MARKETS, LLC · BROOKFIELD, WI
MARINER · BROOKFIELD, WI
M HOLDINGS SECURITIES, INC. · Brookfield, WI
STATE FARM INVESTMENT MANAGEMENT CORP. · Brookfield, WI
AMERIPRISE FINANCIAL SERVICES, LLC · Brookfield, WI
ENTASIS ASSET MANAGEMENT LLC · Brookfield, WI
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC · BROOKFIELD, WI

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