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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-16 |
| CT | RA | APPROVED | 2009-10-27 |
Branch Locations
1700 W Park Dr, Westborough, MA 01581 • United States
Worcester, MA • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Oxford | MA | 10/2009 | Present |
| Bank Of America, Na | Worcester | MA | 10/2009 | Present |
I*115072For profit or not for profit: Non-Profit OrganizationName of outside business organization: Creative Hub WorcesterInvestment related: NAddress of business:Worcester, Massachusetts 1608Nature of business: Charitable Organization,Position, title, association: Advisory Board Member, Start date of relationship: 7/1/2018Number of hours devoted: 2 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I have been asked to be an at large Board of Directors member for this organization which is a startup arts access non-profit for children. I*135174For profit or not for profit: For-Profit OrganizationName of outside business organization: Canyons Edge USAInvestment related: NAddress of business:Worcester, Massachusetts 1605Nature of business: Sole Proprietorship,Position, title, association: Owner, Start date of relationship: 1/1/2021Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I plan on starting a small clothing brand with an online retail shop. I*135239For profit or not for profit: For-Profit OrganizationName of outside business organization: Pirate Life GearInvestment related: NAddress of business:Worcester, Massachusetts 01605Nature of business: Sole Proprietorship,Position, title, association: Owner,Start date of relationship: 12/15/2020Number of hours devoted: 20 hour(s) MonthlyNumber of hours devoted during trading hours: 0Duties: I am starting a small print on demand clothing website related to pirate themed attire I*3010273, Entity Type: , Name of OBA: The Estate of K F, Address: Worcester, Massachusetts, 01605, Investment Related: N, Position, Title, Association: Executor, Employee State Date: 10/14/2025, No Hours: 10 Yearly, No Hours during Trading: 0 Yearly, Duties:
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
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