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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-10-26 |
| NY | RA | APPROVED | 2021-10-26 |
| NJ | RA | APPROVED | 2015-10-29 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Weehawken | NJ | 08/2015 | Present |
The D10 / 4801 Woodway Drive, Suite 140W Houston, Texas 77056 / United States / Charity / Raise money for pediatric cancer research / Member of Board of directors / Meet on a quarterly basis to discuss the state of the charity and ideas for growth moving forward / Start Date 7/1/2018 /
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-26 |
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