Best Investors
Account
Sign in
Best Investors
Account
Sign in
88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-09-08 |
| CT | RA | APPROVED | 2020-06-28 |
Branch Locations
590 Madison Avenue 28Th Floor, New York, NY 10022 • United States
88 Post Road West 2Nd Floor, Westport, CT 06880 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| David Lerner Associates, Inc | Westport | CT | 05/2014 | 11/2017 |
| Allied Millennial Partners | New York | NY | 11/2017 | 03/2019 |
| Millennial Advisers, Llc | New York | NY | 11/2017 | 03/2019 |
| Spartan Capital Securities, Llc | New York | NY | 03/2019 | 05/2020 |
| A.G.P. / Alliance Global Partners | Westport | CT | 05/2020 | Present |
Sound Wealth Management, LLC, 45 West Parish Rd, Westport, CT 06880, investment-related, Private Wealth Manager and President, approval date 1/24/22, activity start date 3/7/22; Full-time position during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-11-09 |
| S63 | Uniform Securities Agent State Law Examination | 2014-07-14 |
Reach out to this advisor