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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2026-08-17 |
| NC | RA | APPROVED | 2026-06-02 |
| ME | RA | APPROVED | 2026-04-22 |
| MO | RA | APPROVED | 2026-01-14 |
| OH | RA | APPROVED | 2024-09-24 |
| MD | RA | APPROVED | 2024-01-12 |
| SC | RA | APPROVED | 2022-08-16 |
| DC | RA | APPROVED | 2022-06-21 |
| WA | RA | APPROVED | 2021-10-21 |
| CO | RA | APPROVED | 2021-05-10 |
| NY | RA | APPROVED | 2021-04-16 |
| VA | RA | APPROVED | 2021-03-22 |
| TX | RA | APPROVED_RES | 2021-01-05 |
| AZ | RA | APPROVED | 2020-09-18 |
| DE | RA | APPROVED | 2020-03-05 |
| MA | RA | APPROVED | 2018-07-17 |
| PA | RA | APPROVED | 2018-05-08 |
| GA | RA | APPROVED | 2017-11-09 |
| FL | RA | APPROVED | 2017-10-18 |
| CA | RA | APPROVED | 2017-09-20 |
| NJ | RA | APPROVED | 2017-05-09 |
| CT | RA | APPROVED | 2017-05-08 |
Branch Locations
437 Madison Avenue 29Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Guardian Life Insurance Co Of America | Rye Brook | NY | 03/2017 | 06/2024 |
| Unemployed/Relocated | New York | NY | 09/2016 | 03/2017 |
| Park Avenue Securities, Llc | Rye Brook | NY | 04/2017 | 06/2024 |
| Guardian Life Insurance Company | New York | NY | 06/2024 | Present |
| Park Avenue Securities | New York | NY | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-11-05 |
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