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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| RI | RA | APPROVED | 2023-03-29 |
| TX | RA | APPROVED_RES | 2023-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nordstrom Inc. | Natick | MA | 10/2012 | 09/2018 |
| Cadaret, Grant & Co., Inc. | Warwick | RI | 09/2018 | 03/2023 |
| Lpl Financial Llc | Warwick | RI | 03/2023 | Present |
1) 02/2023 - Lax & Company - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 02/2023 - Lion Street - Non-Variable Insurance - Inv. Related - Warwick, RI - Agent Selling Term, UL Insurance - Start Date 01/23/2023 - 5hrs/month 3) 12/04/2024 - Club 400 Spaghetti Sauce - Other - Food Manufacturing - Not investment Related - 691 Main St, Warren, RI 02885- 6 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-08-30 |
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