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Ubs Financial Services Inc. CRD 8174
$916B regulatory AUM 18,245 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2026-03-02 |
Branch Locations
299 Park Avenue 8Th,9Th And 11Th Floor, New York, NY 10171 • United States
1735 Market Street 44Th Floor, Philadelphia, PA 19103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Robert Half International | New York | NY | 03/2022 | 12/2022 |
| Charlie Browns Fresh Grill | Fishkill | NY | 06/2014 | 03/2020 |
| Emery And Webb Insurance Co | Fishkill | NY | 06/2017 | 04/2021 |
| State Farm Insurance Co | Fishkill | NY | 04/2021 | 05/2021 |
| Ubs Financial Services Inc | Weehawken | NJ | 01/2023 | Present |
| 18 North Grill | Fishkill | NY | 06/2021 | 03/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2024-05-10 |
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