Ian Warren Harris

Current Employers

Employment History

• 01/2017 → 02/2018
  Scottrade Investment Management
  Pikesville, MD
• 02/2018 → 05/2024
  Td Ameritrade, Inc.
  Columbia, MD
• 01/2022 → 06/2024
  Charles Schwab And Co., Inc.
  Columbia, MD
• 09/2024 → 03/2026
  Edward Jones
  St. Louis, MO
• 06/2024 → 06/2024
  Sentinel Asset Management
  Fulton, MD
• 06/2024 → 09/2024
  Unemployed
  New Market, MD
• 03/2026 → Present
  Raymond James Financial Services, Inc.
  Frederick, MD
• 03/2026 → Present
  Raymond James Financial Services Advisors, Inc.
  Frederick, MD
• 02/2018 → 09/2023
  Td Ameritrade Investment Management,Llc
  Columbia, MD
• 07/2016 → 02/2018
  Scottrade, Inc.
  Pikesville, MD

Previous Registrations

• 2024-09-06 → 2026-03-31
  Edward Jones
  Olney, MD
  Westminster, MD
• 2022-01-26 → 2024-06-26
  Charles Schwab & Co., Inc.
  Annapolis, MD
• 2018-02-26 → 2023-09-07
  Td Ameritrade Investment Management, Llc
  Omaha, NE
  Annapolis, MD
  Columbia, MD
• 2018-02-27 → 2022-10-14
  Td Ameritrade, Inc.
  Columbia, MD
  Annapolis, MD
  Columbia, MD
• 2017-01-27 → 2018-02-26
  Scottrade Investment Management
  Saint Louis, MO
• 2016-02-05 → 2016-06-22
  Equitable Advisors, Llc
  Columbia, MD
  Columbia, MD
  Columbia, MD

Other Businesses

(1) Name of Business: Atlantic Union Bank Address: 30 W Patrick St Ste 101, Frederick, MD, 21701-5536, United States Activity Type: Bank or Credit Union Associate Position/Title: Other Investment Related: Yes Start Date: 03/30/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor (2) Name of Business: Atlantic Union Financial Consultants, LLC/AUB Wealth Management Address: 30 W Patrick St Ste 101, Frederick, MD, 21701-5536, United States Activity Type: Support Company - Non Owner Position/Title: Other Investment Related: No Start Date: 03/30/2026 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Financial Advisor

Exams

• S65 Uniform Investment Adviser Law Examination
  2016-01-29
• S63 Uniform Securities Agent State Law Examination
  2015-08-10

Designations

Other Names

• Ian Warren Harris
• Ian W Harris