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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2023-06-29
  • CA RA
    APPROVED
    Since 2023-06-29

Branch Locations

2301 Rosecrans Ave #5100, El Segundo, CA 90245 • United States

Long Beach, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Safe Credit Union Sacramento CA 09/2013 07/2017
Lpl Financial Llc North Highlands CA 11/2015 02/2018
Cetera Wealth Services, Llc El Segundo CA 04/2019 Present
Clear Capital Roseville CA 04/2018 11/2018
Unemployed Long Beach CA 11/2018 04/2019
Cetera Advisors Llc Denver CO 04/2019 Present
Cetera Financial Specialists Llc Schaumburg IL 04/2019 Present
Cetera Investment Services Llc Saint Cloud MN 04/2019 Present
First Allied Securities, Inc. (Fasi) San Diego CA 04/2019 09/2022
Summit Brokerage Services, Inc. Boca Raton FL 04/2019 12/2019
Cetera Investment Advisers Llc Schaumburg IL 06/2023 Present
  • 09/2013 → 07/2017
    Safe Credit Union
    Sacramento, CA
  • 11/2015 → 02/2018
    North Highlands, CA
  • 04/2019 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 04/2018 → 11/2018
    Clear Capital
    Roseville, CA
  • 11/2018 → 04/2019
    Unemployed
    Long Beach, CA
  • 04/2019 → Present
    Cetera Advisors Llc
    Denver, CO
  • 04/2019 → Present
    Cetera Financial Specialists Llc
    Schaumburg, IL
  • 04/2019 → Present
    Cetera Investment Services Llc
    Saint Cloud, MN
  • 04/2019 → 09/2022
    First Allied Securities, Inc. (Fasi)
    San Diego, CA
  • 04/2019 → 12/2019
    Summit Brokerage Services, Inc.
    Boca Raton, FL
  • 06/2023 → Present
    Schaumburg, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-10-31
  • S66 Uniform Combined State Law Examination
    2016-10-31

View on SEC IAPD

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