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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2020-11-12
  • NJ RA
    APPROVED
    Since 2020-11-12

Branch Locations

155 Passaic Avenue Suite 310, Fairfield, NJ 07004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Ins Saddle Brook NJ 04/2016 12/2016
Park Avenue Securities Saddle Brook NJ 08/2016 12/2016
Guardian Life Insurnace New York NY 01/2017 03/2018
Park Avenue Securities New York NY 01/2017 03/2018
Guardian Life Insurance Co Of America Paramus NJ 04/2018 05/2018
Park Avenue Securities Paramus NJ 04/2018 05/2018
Ep Wealth Management Fairfield NJ 06/2018 08/2020
First Allied Securities, Inc. San Diego CA 06/2019 09/2022
First Allied Advisory Services, Inc. San Diego CA 06/2019 11/2020
Cetera Investment Advisers Llc Schaumburg IL 11/2020 Present
Cetera Advisors Llc Fairfield NJ 09/2022 Present
Mr. Collectors Llc Wayne PA 02/2026 Present
  • 04/2016 → 12/2016
    Guardian Life Ins
    Saddle Brook, NJ
  • 08/2016 → 12/2016
    Park Avenue Securities
    Saddle Brook, NJ
  • 01/2017 → 03/2018
    Guardian Life Insurnace
    New York, NY
  • 01/2017 → 03/2018
    Park Avenue Securities
    New York, NY
  • 04/2018 → 05/2018
    Guardian Life Insurance Co Of America
    Paramus, NJ
  • 04/2018 → 05/2018
    Park Avenue Securities
    Paramus, NJ
  • 06/2018 → 08/2020
    Ep Wealth Management
    Fairfield, NJ
  • 06/2019 → 09/2022
    First Allied Securities, Inc.
    San Diego, CA
  • 06/2019 → 11/2020
    First Allied Advisory Services, Inc.
    San Diego, CA
  • 11/2020 → Present
    Schaumburg, IL
  • 09/2022 → Present
    Cetera Advisors Llc
    Fairfield, NJ
  • 02/2026 → Present
    Mr. Collectors Llc
    Wayne, PA
Previous Registrations
  • 2019-06-28 → 2020-11-12
    First Allied Advisory Services, Inc.
    Fairfield, NJ
    Fairfield, NJ
  • 2018-03-20 → 2018-06-13
    Paramus, NJ
    New York, NY
Other Businesses

1)Passaic Valley Class of 1999; Alumni Class President; Non Profit Organization; Start date 09/02/2009; 4 hours per month. 2) Insurance; Agent; Insurance (Fixed/Life/Health/P&C); Start Date: 6/1/2018; 4 hours per month. 3) MAKE IT HAPPEN VENTURES LLC; MANAGING MEMBER; CONSULTING; START DATE 10/22/2019; 4 HOURS PER MONTH. 4) LIFELONG INVESTMENTS LLC; VICE PRESIDENT; DBA (ONLY OFFERS FIRST ALLIED PRODUCTS/SERVICES; START DATE 08/15/2020; 160 HOURS PER MONTH. 5) NAME OF OTHER BUSINESS: MR. COLLECTORS LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: COLLECTIBLES; START DATE: 2/2026; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: BUY AND SELL COLLECTIBLES, TRADING CARDS, MEMORABILIA VIA ONLINE, TRADE SHOWS & CONVENTIONS;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-03-13
  • S66 Uniform Combined State Law Examination
    2018-03-13

View on SEC IAPD

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