Stephen Graham Smith

Employer firm

Neuberger Berman Bd LLC CRD 2908

Reported services (Item 5G)

• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2016 → Present
  Neuberger Berman
  New York, NY

Other Businesses

1) American Academy of Actuaries, Professional Organization, Start Date 1/1/2022, The American Academy of Actuaries is a D.C.-based 19,500+ member professional association whose mission is to serve the public and the U.S. actuarial profession. Academy members include consultants, corporate executives and staff, regulators, government officials, academics, and retired actuaries. Their areas of practice cover pensions, life insurance, casualty insurance, health insurance, financial reporting, risk management, and more. Chair of the C1 Work Group.The C1 Work Group leads the Academy's efforts in assisting public policymakers on policy surrounding investment-related capital requirements for US life insurers. The group may write comment letters as an interested party when relevant issues are formally exposed for comment at NAIC meetings, and the group may also respond to requests from NAIC committee, task force, and working group members for objective actuarial analysis of investment risk related issues. 5 Hours a month devoted to OBA during Trading Hours, and 5 Hours a month during Non-Trading hours. 2) Effective September 1, 2026, I will serve on the Board of the American Academy of Actuaries, a Washington, D.C.-based professional association of more than 19,500 members whose mission is to serve the public and the U.S. actuarial profession. Academy members include consultants, corporate executives and staff, regulators, government officials, academics, and retired actuaries, with areas of practice spanning pensions, life insurance, casualty insurance, health insurance, financial reporting, risk management, and related fields. In this role, I will contribute to the governance of the Academy. I devote approximately 5 hours per month to this activity during trading hours and 5 hours per month during non-trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  2018-04-02

Designations

• Chartered Financial Analyst

Other Names

• Stephen Smith