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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2025-08-14
TX RA APPROVED 2025-08-14
VT RA APPROVED 2025-08-14
NY RA APPROVED 2023-10-09
  • AL RA
    APPROVED
    Since 2025-08-14
  • TX RA
    APPROVED
    Since 2025-08-14
  • VT RA
    APPROVED
    Since 2025-08-14
  • NY RA
    APPROVED
    Since 2023-10-09

Branch Locations

730 Third Avenue Nyc Regional, New York, NY 10017 • United States

New York, NY • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Securities Llc New York NY 04/2014 12/2018
Jp Morgan Chase Bank Na New York NY 04/2014 12/2018
Morgan Stanley New York NY 01/2019 04/2021
Morgan Stanley Private Bank, N.A. New York NY 01/2019 04/2021
Unemployed New York NY 05/2021 05/2021
J.P. Morgan Securities Llc New York NY 06/2021 08/2023
Jp Morgan Chase Bank, N.A. New York NY 06/2021 09/2023
Tiaa New York NY 10/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc New York NY 10/2023 Present
  • 04/2014 → 12/2018
    Jpmorgan Securities Llc
    New York, NY
  • 04/2014 → 12/2018
    Jp Morgan Chase Bank Na
    New York, NY
  • 01/2019 → 04/2021
    New York, NY
  • 01/2019 → 04/2021
    Morgan Stanley Private Bank, N.A.
    New York, NY
  • 05/2021 → 05/2021
    Unemployed
    New York, NY
  • 06/2021 → 08/2023
    New York, NY
  • 06/2021 → 09/2023
    Jp Morgan Chase Bank, N.A.
    New York, NY
  • 10/2023 → Present
    Tiaa
    New York, NY
  • 10/2023 → Present
    New York, NY
Previous Registrations
Other Businesses

CHAMPEONSCRIPT, INC. POSITION: Owner NATURE: established to receive sale proceeds from online book orders INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/07/2019 ADDRESS: Home Address, Bronx NY 10463, United States DESCRIPTION: book publishing company. i established the corporation to receive proceeds from my self-published novel. the novel is a fictional story to highlight the importance of decision-making during the adolescent years.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-04-24
S63 Uniform Securities Agent State Law Examination 2014-06-06
  • S66 Uniform Combined State Law Examination
    2019-04-24
  • S63 Uniform Securities Agent State Law Examination
    2014-06-06
Other Names
  • Caillen Lasyrus Fort
  • Caillen L. Fort
  • Caillen L Fort

View on SEC IAPD

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