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Nicholas Patrick Harker

Wells Fargo Clearing Services, LLC

The Villages, FL

Winter Park, FL

Lady Lake, FL

Clermont, FL

The Villages, FL

Tavares, FL

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-10
FL RA APPROVED 2021-08-10
  • TX RA
    APPROVED
    Since 2023-02-10
  • FL RA
    APPROVED
    Since 2021-08-10

Branch Locations

720 Kristine Way, The Villages, FL 32163 • United States

480 N Orlando Ave Ste C220 [F2-Rbo], Winter Park, FL 32789 • United States

13707 N Us Hwy 441, Lady Lake, FL 32159 • United States

1650 E Hwy 50, Clermont, FL 34711 • United States

2595 Burnsed Blvd, The Villages, FL 32163 • United States

350 E Burleigh Blvd, Tavares, FL 32778 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Leesburg FL 10/2011 Present
Wells Fargo Advisors Llc Leesburg FL 04/2014 11/2016
Lowes Home Improvement Leesburg FL 09/2005 Present
Wells Fargo Clearing Services, Llc Leesburg FL 11/2016 Present
  • 10/2011 → Present
    Wells Fargo Bank Na
    Leesburg, FL
  • 04/2014 → 11/2016
    Wells Fargo Advisors Llc
    Leesburg, FL
  • 09/2005 → Present
    Lowes Home Improvement
    Leesburg, FL
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Leesburg, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-08-09
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S66 Uniform Combined State Law Examination
    2021-08-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11

View on SEC IAPD

Other Firms

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LPL FINANCIAL LLC
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

TODD BLANKENSHIP
KEVIN GANUS
MICHAEL HARRISON
Elizabeth Kelly Moore
JENNIFER CAROL TAYLOR
BART ALAN PATTERSON
Jacob Carson Wells
Todd John Lietz

Other Offices

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · THE VILLAGES, FL
ZENITH ADVISORY GROUP, LLC · THE VILLAGES, FL
STRATEGIC ADVISERS LLC · THE VILLAGES, FL
MORGAN STANLEY · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
AE WEALTH MANAGEMENT, LLC · The Villages, FL
CHARLES SCHWAB & CO., INC. · The Villages, FL
LPL FINANCIAL LLC · THE VILLAGES, FL

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