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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2024-04-12 |
| CA | RA | APPROVED | 2024-03-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Newark | CA | 10/2009 | 02/2024 |
| Wells Fargo Advisors Llc | Newark | CA | 04/2014 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Newark | CA | 04/2014 | 02/2024 |
| J.P. Morgan Securities Llc | Fremont | CA | 02/2024 | Present |
| Jpmorgan Chase Bank, N.A. | Fremont | CA | 02/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-25 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-13 |
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