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50 Carroll Creek Way Suite 335, Frederick, MD 21701 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2023-04-03 |
Branch Locations
50 Carroll Creek Way Suite 335, Frederick, MD 21701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| D.B. Root & Co. | Pittsburgh | PA | 12/2014 | 10/2016 |
| Moore Wealth | Frederick | MD | 03/2023 | Present |
| Commonwealth Financial Network | Waltham | MA | 11/2016 | 12/2022 |
| Commonwealth Financial Network | Waltham | MA | 12/2022 | 03/2023 |
1. Owner, Erik Moore, LLC, a private entity established to facilitate securities, advisory, and insurance business; as of 02/04/2022; 0% of time spent during business hours; Conducted at branch; Investment related. 2. Co-Owner, Partner, & Director of Investment Strategy, Moore Wealth, LLC; a private entity established to facilitate securities, advisory, and insurance business; as of 2/04/2022; 100% of time spent during business hours; Conducted at branch; Investment related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-20 |
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