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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-10-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Bank Na | Danbury | CT | 03/2012 | Present |
| Wcsu | Danbury | CT | 03/2011 | 12/2016 |
| Wells Fargo Clearing Services, Llc | Danbury | CT | 06/2017 | Present |
1- 10/2024 / ROYALTY Construction and Masonry LLC / Residential Masonry and Construction / NON INV RLTD / 2 HRS MNTH / START 03/25/2024 2- 10/2024 / Webster Investments / DBA for LPL Business (entity for LPL business) / INV RLTD 3- 10/2024 / Notary / INV RLTD / 1 HRS MNTH / START 03/22/2017 4- 10/2024 / Webster Bank / Financial Institution Duty / INV RLTD / START 10/14/2024
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-05-03 |
| S63 | Uniform Securities Agent State Law Examination | 2017-09-08 |
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