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Steven Lee Kramer

Cerity Partners LLC

New York, NY

Cincinnati, OH

CRD 6326938

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Employer firm

Cerity Partners LLC CRD 151559

$162B regulatory AUM 53 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Cerity Partners Llc

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2023-02-28
KY RA APPROVED 2023-02-27
  • OH RA
    APPROVED
    Since 2023-02-28
  • KY RA
    APPROVED
    Since 2023-02-27

Branch Locations

99 Park Avenue 16Th Floor, New York, NY 10016 • United States

300 E Business Way, Suite 100A, Cincinnati, OH 45241 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Covington KY 04/2014 05/2017
Argi Investment Services Louisville KY 05/2017 02/2023
Cerity Partners Llc Cincinnati OH 02/2023 Present
  • 04/2014 → 05/2017
    Fidelity Brokerage Services
    Covington, KY
  • 05/2017 → 02/2023
    Argi Investment Services
    Louisville, KY
  • 02/2023 → Present
    Cerity Partners Llc
    Cincinnati, OH
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-06-09
  • S63 Uniform Securities Agent State Law Examination
    2014-06-09
Designations
  • Certified Financial Planner
Other Names
  • Steven Lee Kramer

View on SEC IAPD

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