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David Anthony Klics

J.P. Morgan Securities LLC

Warren, NJ

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-08-07
NJ RA APPROVED 2012-10-01
  • TX RA
    APPROVED_RES
    Since 2017-08-07
  • NJ RA
    APPROVED
    Since 2012-10-01

Branch Locations

9 Mount Bethel Rd, Ste 211, Warren, NJ 07059 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank, Na. Warren NJ 10/2007 Present
J.P. Morgan Securities Llc Warren NJ 10/2012 Present
Previous Registrations
  • 2010-12-08 → 2012-10-01
    Chase Investment Services Corp.
    Garwood, NJ
    Branchburg, NJ
    Woodbridge, NJ
    Watchung, NJ
    Bound Brook, NJ
    Woodbridge, NJ
    Watchung, NJ
    Bound Brook, NJ
    Warren, NJ
    Warren, NJ
    Cranford, NJ
    Cranford, NJ
    Millburn, NJ
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-12-06
S63 Uniform Securities Agent State Law Examination 2006-04-29
  • S65 Uniform Investment Adviser Law Examination
    2010-12-06
  • S63 Uniform Securities Agent State Law Examination
    2006-04-29

View on SEC IAPD

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