Caitlin Barillo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 07/2020
  Jpmorgan Chase Bank
  New York, NY
• 02/2016 → 07/2020
  Jp Morgan Securities Llc
  New York, NY
• 07/2020 → 05/2023
  First Republic Securities Company, Llc
  New York, NY
• 05/2023 → Present
  J.P. Morgan Securities Llc
  New York, NY
• 05/2023 → Present
  Jpmorgan Chase Bank, N.A.
  New York, NY

Other Businesses

Effective 5/15/2023 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-10-25
• S63 Uniform Securities Agent State Law Examination
  2014-05-22

Other Names

• Caitlin M Morgan
• Caitlin Morgan
• Caitlin M Morgan
• Caitlin Mae Morgan