John Andrew Correll

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-11-30

FL RA
APPROVED

Since 2020-11-30

Branch Locations

5550 Glades Rd #100, Boca Raton, FL 33431 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Tiaa	Rochester	NY	03/2014	11/2020
Tiaa-Cref Individual & Institutional Services, Llc	Rochester	NY	03/2014	11/2020
Lpl Financial Llc	Boca Raton	FL	11/2020	Present

03/2014 → 11/2020

Tiaa

Rochester, NY
03/2014 → 11/2020

Tiaa-Cref Individual & Institutional Services, Llc

Rochester, NY
11/2020 → Present

Lpl Financial Llc

Boca Raton, FL

Previous Registrations

2014-05-05 → 2020-11-13

Tiaa-Cref Individual & Institutional Services, Llc

Rochester, NY
2013-06-03 → 2014-03-17

Manning & Napier Advisors, Llc

Fairport, NY
2007-05-16 → 2008-07-31

Cambridge Investment Research Advisors, Inc.

Rochester, NY

Other Businesses

1. 02/02/2024 - Flagstar Wealth Services - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 2/2/2024

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2013-04-03

S66 Uniform Combined State Law Examination

2013-04-03

Other Names

John Andrew Correll
John Andrew Correll Iii
John Andrew Correll
John Andrew Correll

View on SEC IAPD

Current Employers

Lpl Financial Llc

Disclosures

Employment History

Previous Registrations

Other Businesses

Exams

Other Names

Other Firms

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