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1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2018-11-19 |
| OH | RA | APPROVED | 2015-11-16 |
Branch Locations
8351 N High Street Ste. 160, Columbus, OH 43235 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 10/2015 | Present |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 10/2015 | Present |
1. KENSINGTON PLACE PROFESSIONAL NETWORK, 81 FIELDCREST DR, DELAWARE, OH, 7/2017 ORGANIZING MEETING LOCATIONS AND TIMES FOR NETWORKING GROUP. NIR - 4/MO - 2/TRADING. 2. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 55/WK - 30/TRADING. 11/16/15. 3. DANIEL PHILLIPS, 8351 N High St, Ste 160, Columbus OH 43235, United States, 09/09/2022, AGENT, Insurance/Benefits/Human Resources, INV REL, 26 HR/MO - 20 HR/MO TRADING 4. DBA VIVA FINANCIAL, 8351 N High St, Ste 160, Columbus OH 43235, United States, 11/16/2015, OWNER, DBA Name, INV REL, 220 HR/MO - 130 HR/MO TRADING 5. HEALTHPILOT MEDICARE REFERRAL, 4625 Morse Road, Suite 102, Gahanna OH, 9/2022, Referal Source, Insurance/Benefits/Human Resources, NIR, 2 HR/MO - 2 HR/MO Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-08-22 |
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