Michael Frederick Walstrom

Current Employers

Employment History

• 04/2014 → 09/2016
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL
• 09/2014 → 09/2016
  Bank Of America, N.A.
  Boca Raton, FL
• 09/2016 → 07/2020
  Morgan Stanley
  Boca Raton, FL
• 10/2016 → 07/2020
  Morgan Stanley Private Bank, N.A.
  New York, NY
• 07/2020 → Present
  Kestra Investment Services, Llc
  Boca Raton, FL
• 07/2020 → Present
  Aequus Partners
  Boca Raton, FL
• 07/2020 → Present
  Kestra Advisory Services, Llc
  Boca Raton, FL

Previous Registrations

• 2016-09-08 → 2020-07-02
  Morgan Stanley
  Boca Raton, FL
• 2014-08-19 → 2016-09-08
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Boca Raton, FL

Other Businesses

Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway, Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: iar Start Date: 7/1/2020 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Manage my clients as a fiduciary in accordance with all applicable regulations and laws. Name: Rotary Club of Boca Raton Downtown Investment Related: No Address: P.O. Box 880087 Boca Raton FL 33488 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: I am a club member and board member. Start Date: 11/7/2014 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: We meet every Friday for Lunch, then the second Tuesday evening each month for board meetings. We also do periodic service projects. Name: Michael F. Walstrom, Aequus Partners LLC Investment Related: Yes Address: 980 N Federal Hwy, Suite 110 Boca Raton FL 33432 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Financial Planner Start Date: 9/21/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Financial Planning Name: ROTARY DISTRICT 6930 CHARITABLE FOUNDATION, INC. Investment Related: No Address: 11015 VIA LUCCA Boynton Beach FL 33437 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: As District Governor (July 2021 - June 2022) I become a director by default. Start Date: 5/21/2021 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: With the other directors, I oversee the Fund receiving and distributing funds for our projects. My primary role is to act as the district cheerleader for our projects, making sure the clubs know about them and get excited about participating. Name: MYM DEVELOPMENT, LLC POSITION: Co-Owner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 16 SECURITIES TRADING HOURS: 0 START DATE: 03/25/2024 ADDRESS: 7395 Avenida Del Mar, 1213, Boca Raton FL 33433, United States DESCRIPTION: Offer high-level planning and guidance and design guidance for the model homes. Name: YUMI HOLDINGS LLC POSITION: Co-Owner NATURE: Real Estate INVESTMENT RELATED: No NUMBER OF HOURS: 2 SECURITIES TRADING HOURS: 0 START DATE: 04/15/2026 ADDRESS: 11127 Stonewood Forest Trail, Boynton Beach FL 33473-4883, United States DESCRIPTION: Our LLC will own the home. We will collect monthly rent. This will be an investment.

Exams

• S66 Uniform Combined State Law Examination
  2014-08-15

Designations

Other Names

• Michael Frederick Walstrom
• Michael F Walstrom