Best Investors Account Sign in
Inactive

Charles Nguyen

Forthright Capital

Las Vegas, NV

Claim This Profile
Current Employers
Forthright Capital

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-02
NV RA APPROVED 2025-01-02
TX RA APPROVED 2023-07-25
  • CA RA
    APPROVED
    Since 2025-01-02
  • NV RA
    APPROVED
    Since 2025-01-02
  • TX RA
    APPROVED
    Since 2023-07-25

Branch Locations

7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Transamerica Financial Advisors, Inc Las Vegas NV 04/2014 01/2017
World Financial Group, Inc. Las Vegas NV 08/2012 01/2017
Simplicity Financial Distributors Las Vegas NV 06/2018 06/2020
Appreciation Financial Las Vegas NV 01/2017 06/2018
Fusion Capital Management Dallas TX 08/2020 10/2022
Forthright Capital Partners, Llc Las Vegas NV 06/2020 Present
Forthright Capital Advisory, Llc Las Vegas NV 09/2022 Present
Forthright Asset Management Llc Las Vegas NV 06/2025 Present
  • 04/2014 → 01/2017
    Transamerica Financial Advisors, Inc
    Las Vegas, NV
  • 08/2012 → 01/2017
    World Financial Group, Inc.
    Las Vegas, NV
  • 06/2018 → 06/2020
    Simplicity Financial Distributors
    Las Vegas, NV
  • 01/2017 → 06/2018
    Appreciation Financial
    Las Vegas, NV
  • 08/2020 → 10/2022
    Fusion Capital Management
    Dallas, TX
  • 06/2020 → Present
    Forthright Capital Partners, Llc
    Las Vegas, NV
  • 09/2022 → Present
    Forthright Capital Advisory, Llc
    Las Vegas, NV
  • 06/2025 → Present
    Forthright Asset Management Llc
    Las Vegas, NV
Previous Registrations
Other Businesses

Forthright Capital Partners, LLC, investment related, 7251 W Lake Mead Blvd, Ste 300, Las Vegas, NV 89128, Insurance Agency, Managing Member/Agent, Start Date 06/2020, 160 hours per month and 120 during securities trading hours, Solicitation of individual life insurance products to consumers. Maintained and reviewed client accounts on an annual basis. Oversaw training and sales programs for new insurance agents.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2025-06-06
S65 Uniform Investment Adviser Law Examination 2020-08-24
  • S63 Uniform Securities Agent State Law Examination
    2025-06-06
  • S65 Uniform Investment Adviser Law Examination
    2020-08-24

View on SEC IAPD

Other Firms

Other Investors

Other Offices

More in Las Vegas, NV

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor