Best Investors Account Sign in

Jonathan David Herzog

Rbc Rochdale, LLC

New York, NY

Brooklyn, NY

New York, NY

CRD 6325997

Claim This Profile
Employer firm

Rbc Rochdale, LLC CRD 117198

$73.0B regulatory AUM

Reported services (Item 5G)

  • Portfolio management (individuals)
  • Portfolio management (investment companies)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Rbc Rochdale, Llc

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-02-07
NC RA APPROVED 2023-07-21
NY RA APPROVED 2021-04-05
CA RA APPROVED 2018-08-09
  • TX RA
    APPROVED
    Since 2025-02-07
  • NC RA
    APPROVED
    Since 2023-07-21
  • NY RA
    APPROVED
    Since 2021-04-05
  • CA RA
    APPROVED
    Since 2018-08-09

Branch Locations

400 Park Avenue 10Th Floor, New York, NY 10022 • United States

Brooklyn, NY • United States

400 Park Avenue, New York, NY 10022 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
P-Squared Capital Management Greenwich CT 05/2013 08/2018
City National Rochdale New York NY 08/2018 Present
Previous Registrations
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-02-07
S65 Uniform Investment Adviser Law Examination 2014-12-09
  • S63 Uniform Securities Agent State Law Examination
    2022-02-07
  • S65 Uniform Investment Adviser Law Examination
    2014-12-09
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

ISLET MANAGEMENT, LP
P2 CAPITAL PARTNERS, LLC
KINYAN CAPITAL MANAGEMENT LLC

Nearby Investors

STEVEN MARC MUEHLGAY
STEPHANIE LYNN FAGENSON
Ross Gladstone

Nearby Offices

ISLET MANAGEMENT, LP · NEW YORK, NY
P2 CAPITAL PARTNERS, LLC · NEW YORK, NY
KINYAN CAPITAL MANAGEMENT LLC · NEW YORK, NY

More in New York, NY

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor