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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WA | RA | APPROVED | 2024-11-14 |
Branch Locations
7525 Se 24Th Street Suite 110, Mercer Island, WA 98040 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc | Bellevue | WA | 06/2017 | 01/2018 |
| Farmer'S Insurance | Tacoma | WA | 09/2015 | 06/2017 |
| Unemployment | University Place | WA | 01/2018 | 01/2018 |
| Axa Advisors, Llc | New York | NY | 02/2018 | 04/2019 |
| Principal Life Insurance Company | Seattle | WA | 08/2019 | 06/2020 |
| Principal Securities Incorporated | Seattle | WA | 08/2019 | 06/2020 |
| Unemployed | University Place | WA | 04/2019 | 08/2019 |
| Pruco Securities Llc | Bellevue | WA | 05/2022 | 11/2024 |
| Unemployed | University Place | WA | 06/2020 | 05/2022 |
| The Prudential Insurance Company Of America | Bellevue | WA | 05/2022 | Present |
| Lpl Enterprise, Llc | Mercer Island | WA | 11/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-11-13 |
| S63 | Uniform Securities Agent State Law Examination | 2017-10-24 |
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