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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2016-12-19
WI RA APPROVED 2016-12-19
  • TX RA
    APPROVED
    Since 2016-12-19
  • WI RA
    APPROVED
    Since 2016-12-19

Branch Locations

175 N Patrick Blvd Ste 100, Brookfield, WI 53045 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Brookfield WI 05/2016 03/2020
Ameriprise Financial Services, Llc Brookfield WI 03/2020 Present
Other Businesses

Board of Directors; Zoological Society of Milwaukee Associate Board of Directors; member; 10005 West Bluemound Road, , Milwaukee, WI, 53226; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-12-03
  • S66 Uniform Combined State Law Examination
    2016-12-03

View on SEC IAPD

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