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Inactive

Samantha Joann Garcia

Halbert Hargrove

Long Beach, CA

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Current Employers
Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-07
CA RA APPROVED 2018-11-15
  • TX RA
    APPROVED
    Since 2024-05-07
  • CA RA
    APPROVED
    Since 2018-11-15

Branch Locations

111 West Ocean Blvd. 23Rd Floor, Long Beach, CA 90801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Planning, Inc. Cypress CA 02/2014 10/2018
Halbert Hargrove Global Advisors, Llc Long Beach CA 10/2018 Present
  • 02/2014 → 10/2018
    Asset Planning, Inc.
    Cypress, CA
  • 10/2018 → Present
    Halbert Hargrove Global Advisors, Llc
    Long Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-10
  • S65 Uniform Investment Adviser Law Examination
    2014-07-10
Designations
Other Names
  • Samantha Joann Lowery

View on SEC IAPD

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