Best Investors Account Sign in
Inactive

Samantha Joann Garcia

Halbert Hargrove

Long Beach, CA

CRD 6325828

Claim This Profile
Employer firm

Halbert Hargrove CRD 105515

$4.20B regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Periodicals / newsletters
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Halbert Hargrove

111 West Ocean Boulevard 23Rd Floor, Long Beach, CA 90802-7908 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-05-07
CA RA APPROVED 2018-11-15
  • TX RA
    APPROVED
    Since 2024-05-07
  • CA RA
    APPROVED
    Since 2018-11-15

Branch Locations

111 West Ocean Blvd. 23Rd Floor, Long Beach, CA 90801 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Asset Planning, Inc. Cypress CA 02/2014 10/2018
Halbert Hargrove Global Advisors, Llc Long Beach CA 10/2018 Present
  • 02/2014 → 10/2018
    Asset Planning, Inc.
    Cypress, CA
  • 10/2018 → Present
    Halbert Hargrove Global Advisors, Llc
    Long Beach, CA
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-07-10
  • S65 Uniform Investment Adviser Law Examination
    2014-07-10
Designations
  • Certified Financial Planner
Other Names
  • Samantha Joann Lowery

View on SEC IAPD

Nearby Firms

EDWARD JONES
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
STIFEL, NICOLAUS & COMPANY, INCORPORATED

Nearby Investors

Gregory Stephen Prough
DEREK THOMAS KOKUBUN
ART ANTHONY IGNACIO

Nearby Offices

EDWARD JONES · LONG BEACH, CA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · Long Beach, CA
STIFEL, NICOLAUS & COMPANY, INCORPORATED · LONG BEACH, CA

More in Long Beach, CA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor