Whitney Lane Norie Shimatsu

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 07/2014 → 12/2022
  Cambridge Investment Research, Inc.
  Fairfield, IA
• 04/2016 → 09/2022
  Cmr Financial Advisors, Inc.
  Honolulu, HI
• 12/2022 → 11/2024
  Lpl Financial Llc
  Columbia, TN
• 11/2024 → Present
  Ameriprise Financial Services, Llc
  Columbia, TN

Previous Registrations

• 2022-12-14 → 2024-11-27
  Lpl Financial Llc
  Columbia, TN
• 2015-01-02 → 2022-12-15
  Cambridge Investment Research Advisors, Inc.
  Honolulu, HI
  Honolulu, HI
  Columbia, TN

Exams

• S66 Uniform Combined State Law Examination
  2014-11-06

Other Names

• Whitney Shimatsu
• Lane Norie
• Whitney Lane,Norie Shimatsu
• Whitney Lane, Norie Shimatsu