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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2016-02-11
  • FL RA
    APPROVED
    Since 2016-02-11

Branch Locations

6767 N. Wickham Road Suite 502, Melbourne, FL 32940 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services,Inc Melbourne FL 01/2016 Present
Raymond James Financial Services Advisors Inc. Melbourne FL 02/2016 Present
401K Fl Llc Melbourne FL 05/2018 Present
Previous Registrations
Other Businesses

(1)Name of Business: Address: 6767 N Wickham Road, Suite 400, Melbourne , FL, 32940, United States Activity Type: Non profit Position/Title: Other Investment Related: Yes Start Date: 01/01/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Founder and donor (2)Name of Business: Address: 6767 N. Wickham Road, Melbourne, FL, 32940, United States Activity Type: Rental Real Estate Position/Title: Investment Related: Yes Start Date: 04/30/2022 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: (3)Name of Business: 321 Beach LLC Address: 402 n 1st Street , cocoa beach, FL, 32931, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 08/08/2018 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Landlord. (4)Name of Business: 401K FL LLC Address: 6767 N Wickham Rd Ste 502, Melbourne, FL, 32940, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 05/31/2018 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 11-20 Description of duties: 401K Service and Advisory Services (5)Name of Business: Brevard Insurance Group LLC Address: 993 Balmoral Way, Melbourne, FL, 32940, United States Activity Type: Non-variable Insurance Position/Title: Owner Investment Related: Yes Start Date: 02/22/2018 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 2-10 Description of duties: Business created as an insurance agent to conduct personal and property insurance. This does not include variable products such as annuities (6)Name of Business: Pig & Whistle Address: 240 N Orlando Ave, Cocoa Beach, FL, 32931, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 07/30/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: English Pub (7) Name of Business: Mick Graham & Associates Address: 6767 N Wickham Rd Ste 502, Melbourne, FL, 32940, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 01/01/2016 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Owner of Support company for my business at RJFS

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2007-03-02
  • S66 Uniform Combined State Law Examination
    2007-03-02

View on SEC IAPD

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