Frederick William Miller

Employer firm

Family Legacy Planning CRD 294277

$169M regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2014 → 04/2017
  Global Financial Private Capital, Llc
  Sarasota, FL
• 05/2012 → Present
  Family Legacy Planning
  Bentonville, AR
• 04/2017 → Present
  Ae Wealth Management, Llc
  Topeka, KS
• 05/2014 → Present
  F. W. Miller Financial, Llc
  Lafayette, LA
• 12/2018 → Present
  Family Legacy Planning
  Bentonville, AR

Previous Registrations

• 2017-04-04 → 2018-12-21
  Ae Wealth Management, Llc
  Lafayette, LA
• 2014-04-16 → 2017-04-05
  Global Financial Private Capital, Inc.
  New Iberia, LA
  Sarasota, FL
  Lafayette, LA

Other Businesses

The Gingerbread House of New Iberia; Not Investment Related; 606 Rue de Lion, New Iberia LA 70563; Children's daycare facility; Secretary/Property Manager; Start date 06/2017; Approx. 10 hours per month/0 hours during securities trading hours; Duties include property management and occasional bookkeeping.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-17