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1003 Se 14Th St. Ste 15, Bentonville, AR 72712 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2018-12-28 |
| LA | RA | APPROVED | 2018-12-17 |
Branch Locations
1003 Se 14Th St. Ste 15, Bentonville, AR 72712 • United States
101 La Rue France Suite 200, Lafayette, LA 70508 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Global Financial Private Capital, Llc | Sarasota | FL | 04/2014 | 04/2017 |
| Family Legacy Planning | Bentonville | AR | 05/2012 | Present |
| Ae Wealth Management, Llc | Topeka | KS | 04/2017 | Present |
| F. W. Miller Financial, Llc | Lafayette | LA | 05/2014 | Present |
| Family Legacy Planning | Bentonville | AR | 12/2018 | Present |
The Gingerbread House of New Iberia; Not Investment Related; 606 Rue de Lion, New Iberia LA 70563; Children's daycare facility; Secretary/Property Manager; Start date 06/2017; Approx. 10 hours per month/0 hours during securities trading hours; Duties include property management and occasional bookkeeping.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2014-03-17 |
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