Cody Monroe Burnett

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2016-10-27
RI	RA	APPROVED	2014-06-20

TX RA
APPROVED_RES

Since 2016-10-27
RI RA
APPROVED

Since 2014-06-20

Branch Locations

500 Exchange Street Suite 1210, Providence, RI 02903 • United States

Warren, RI • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs	Providence	RI	04/2014	Present

04/2014 → Present

Ubs

Providence, RI

Other Businesses

Wildlife Rehabilitators of Rhode Island / 2865 Tower Hill Road Saunderstown, Rhode Island 02874 / United States / Charity / Rehabilitate injured or sick local wildlife. / Member of Board of directors / General function oversight, fundraising, awareness. / Start Date 9/1/2019

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2014-06-20

S66 Uniform Combined State Law Examination

2014-06-20

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

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