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Bart Alan Emig

LPl Financial LLC

Evansville, IN

Evansville, IN

CRD 6324767

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2014-06-30
  • IN RA
    APPROVED
    Since 2014-06-30

Branch Locations

123 Main Street., Evansville, IN 47708 • United States

One Main St, Evansville, IN 47708 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Evansville IN 04/2014 Present
Other Businesses

1. 03/31/2025 - Old National Wealth Advisors - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 04/01/2025 - 0 Hours Per Month

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-30
  • S66 Uniform Combined State Law Examination
    2014-06-30
Other Names
  • Bart Emig

View on SEC IAPD

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