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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NM | RA | APPROVED | 2022-03-04 |
| TX | RA | APPROVED | 2018-02-27 |
Branch Locations
2051 Long Prairie Road, Flower Mound, TX 75022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Td Ameritrade | Salt Lake City | UT | 12/2014 | 06/2017 |
| Jp Morgan Chase Bank N.A. | Flower Mound | TX | 02/2018 | Present |
| Jp Morgan Securities, Llc | Flower Mound | TX | 02/2018 | Present |
| Td Ameritrade Investment Management, Llc | Salt Lake City | UT | 01/2015 | 06/2017 |
| Viking Gear Mma | Salt Lake City | UT | 01/2010 | Present |
| Follow Your Smile | Denton | TX | 12/2022 | Present |
Entity Name: Follow Your Smile Investment related: Yes Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 12/09/2022 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Company to hold my real estate, house ranch, personal holdings, and my rentals Entity Name: Mexican condo Investment related: No Address: Private Residence Nature of the other business: Real Estate Position/Title/Relationship: Owner/Partner Start Date: 01/02/2023 Approximate # of hours a month: 0-10 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: renting out my condo, no responsibility just collecting a check from a rental company VIKING GEAR MMA POSITION: Owner/ SALES AND OPERATION MANAGER NATURE: WHOLESALE INVESTMENT RELATED: NO NUMBER OF HOURS: 8 INVESTMENT RELATED HOURS: 0 START DATE: 01/01/2010 ADDRESS: 928 SOUTH DENVER, SALT LAKE CITY UT 84111 DESCRIPTION: WEBSITE UPDATE AND SELLING AND DISTRIBUTIONS OF PRODUCTS.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-03 |
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