Trinidad Ochoa Stephens

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2018 → 10/2024
  Charles Schwab & Co., Inc.
  Westlake, TX
• 06/2016 → 03/2018
  First Citizens Bank (Multiple Locations)
  Dallas, TX
• 11/2024 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Flower Mound, TX
• 01/2023 → Present
  Dallas County Community College
  Dallas, TX

Other Businesses

I*4922273 Entity Type: Fiduciary role Name of OBA: M. E. O. M. Address: Denton, Texas, 76207 Investment Related: No Position, Title, Association: Power of Attorney Employee Start Date: 07/15/2026 Number of Hours: 1, Monthly Number of Hours during trading: 1, Monthly Duties: Power of Attorney/Child/Grandchild

Exams

• S66 Uniform Combined State Law Examination
  2025-04-16
• S63 Uniform Securities Agent State Law Examination
  2018-12-07

Other Names

• Trinidad Ochoa
• Trinidad Stephens
• Trinidad Ochoa Newman