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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-04-03 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Lewisville | TX | 10/2012 | 04/2023 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Flower Mound | TX | 04/2023 | Present |
| Bank Of America N.A. | Flower Mound | TX | 06/2023 | Present |
I*2854291Entity Type: N/AName of OBA: P.B Address:Mesa ArizonaInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:04/15/2025No Hours: 0 WeeklyNo Hours during trading:0 WeeklyDuties:Power of Attorney for Parents
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2001-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 2000-11-28 |
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