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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-04-03
  • TX RA
    APPROVED
    Since 2023-04-03

Branch Locations

4281 Esplanade Pl, Flower Mound, TX 75028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Lewisville TX 10/2012 04/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flower Mound TX 04/2023 Present
Bank Of America N.A. Flower Mound TX 06/2023 Present
Previous Registrations
  • 2012-10-01 → 2023-04-04
    Lewisville, TX
    Southlake, TX
    Irving, TX
  • 2012-05-31 → 2012-10-01
    Chase Investment Services Corp.
    Lewisville, TX
  • 2005-09-19 → 2011-10-18
    Plano, TX
    Dallas, TX
    Plano, TX
  • 2000-11-29 → 2005-09-20
    Morgan Stanley Dw Inc.
    Dallas, TX
Other Businesses

I*2854291Entity Type: N/AName of OBA: P.B Address:Mesa ArizonaInvestment Related:NoPosition, Title, Association:Power of AttorneyStart Date:04/15/2025No Hours: 0 WeeklyNo Hours during trading:0 WeeklyDuties:Power of Attorney for Parents

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-12-21
S63 Uniform Securities Agent State Law Examination 2000-11-28
  • S65 Uniform Investment Adviser Law Examination
    2001-12-21
  • S63 Uniform Securities Agent State Law Examination
    2000-11-28
Other Names
  • Andrea Nicole Barile
  • Andrea Nicole Deeley
  • Andrea N Deeley

View on SEC IAPD

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