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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-02-27
  • TX RA
    APPROVED
    Since 2023-02-27

Branch Locations

4281 Esplanade Pl, Flower Mound, TX 75028 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Chase Bank Na Irving TX 03/2008 11/2022
J.P. Morgan Securities Llc Denton TX 10/2012 11/2022
Ingram & Anderson Entertainment, Llc Denton TX 06/2017 07/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Flower Mound TX 11/2022 Present
Bank Of America, N.A. Flower Mound TX 03/2023 Present
Previous Registrations
  • 2012-10-01 → 2022-11-04
    Denton, TX
    Denton, TX
    Hickory Creek, TX
    Denton, TX
    Flower Mound, TX
  • 2011-09-06 → 2012-10-01
    Chase Investment Services Corp.
    Irving, TX
    Denton, TX
    Highland Village, TX
    Denton, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-08-31
S63 Uniform Securities Agent State Law Examination 2008-04-25
  • S66 Uniform Combined State Law Examination
    2011-08-31
  • S63 Uniform Securities Agent State Law Examination
    2008-04-25
Other Names
  • Tj Ingram
  • Thomas J Ingram

View on SEC IAPD

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