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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2022-05-02
TX RA APPROVED 2022-05-02
  • CA RA
    APPROVED
    Since 2022-05-02
  • TX RA
    APPROVED
    Since 2022-05-02

Branch Locations

1111 Polaris Parkway, Floor 3J, Columbus, OH 43240 • United States

660 Newport Center Drive Suite 750, Newport Beach, CA 92660 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Unemployed Fremont CA 08/2016 10/2016
Jp Morgan Chase Bank, N.A. Newport Beach CA 04/2022 Present
Morgan Stanley Los Angeles CA 10/2018 04/2022
Jp Morgan Chase Bank, N.A. Columbus OH 08/2017 09/2018
J.P. Morgan Securities Llc Newport Beach CA 04/2022 Present
Morgan Stanley Los Angeles CA 09/2018 04/2022
Jp Morgan Securities, Llc Columbus OH 08/2017 09/2018
First Republic Bank San Francisco CA 11/2016 12/2016
Unemployed Fremont CA 03/2017 07/2017
Consilium Wealth Management Llc San Ramon CA 02/2017 02/2017
Insight Recruiting Inc San Francisco CA 11/2016 01/2017
  • 08/2016 → 10/2016
    Unemployed
    Fremont, CA
  • 04/2022 → Present
    Jp Morgan Chase Bank, N.A.
    Newport Beach, CA
  • 10/2018 → 04/2022
    Los Angeles, CA
  • 08/2017 → 09/2018
    Jp Morgan Chase Bank, N.A.
    Columbus, OH
  • 04/2022 → Present
    Newport Beach, CA
  • 09/2018 → 04/2022
    Los Angeles, CA
  • 08/2017 → 09/2018
    Columbus, OH
  • 11/2016 → 12/2016
    First Republic Bank
    San Francisco, CA
  • 03/2017 → 07/2017
    Unemployed
    Fremont, CA
  • 02/2017 → 02/2017
    Consilium Wealth Management Llc
    San Ramon, CA
  • 11/2016 → 01/2017
    Insight Recruiting Inc
    San Francisco, CA
Previous Registrations
Other Businesses

Effective 4/18/2022 I will be an employee of both JPMorgan Securities and JPMorgan Bank. JPMorgan Bank offers a broad range of products and services nationwide. As an employee of JPMorgan Bank I will be able to offer certain bank products and services, including deposit and credit products.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-10
  • S66 Uniform Combined State Law Examination
    2014-08-10
Other Names
  • Paul C Chen
  • Paul Chia-Jen Chen

View on SEC IAPD

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