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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-09-19 |
| CA | RA | APPROVED | 2021-09-08 |
Branch Locations
5111 Mission Center Rd, Floor 02, San Diego, CA 92108 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Huntington Beach | CA | 03/2014 | 06/2018 |
| Jp Morgan Chase Bank | Anaheim | CA | 06/2009 | 06/2018 |
| Td Ameritrtade, Inc | San Diego | CA | 06/2018 | 06/2020 |
| Fidelity Brokerage Services Llc | Torrance | CA | 06/2020 | 07/2021 |
| Td Ameritrade, Inc. | Long Beach | CA | 09/2018 | 06/2020 |
| J.P. Morgan Securities Llc | Carlsbad | CA | 08/2021 | Present |
| J.P. Morgan Chase Bank, N.A. | Carlsbad | CA | 08/2021 | Present |
| Fidelity Personal And Workplace Disciplined Firm No Advisors | Torrance | CA | 07/2020 | 07/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-09-07 |
| S63 | Uniform Securities Agent State Law Examination | 2014-06-12 |
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