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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2023-05-10 |
| TX | RA | APPROVED | 2023-05-10 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel, Nicolaus & Company Inc | Lebanon | PA | 04/2014 | Present |
1. Zion's Evangelical Lutheran Church, 103 E. Market St, Jonestown, PA 17038; Finance Committee Chairman; Draft a budget, conduct annual audits, schedule meetings, plan special funding projects, review insurance policy, provide recommendations for financial investments; 10/29/19; 2 hr/qtr; Not During Securities Trading Hours; Not Investment Related. 2. Zion's Evangelical Lutheran Church, 103 E. Market St, Jonestown, PA 17038; Mission Ministry Committee Member; Visitors Bags, Helping the community through various events; 3/1/2017; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Notary Public; 600 Isabel Drive, Suite 4 Lebanon PA 17042; Notary Public; 3/2/2010; 1 hr/ year; during sec trading hours; Not Inv Related 4. Zion's Evangelical Lutheran Church; 103 E Main St Jonestown PA 17038; Church; Financial Secretary; Record contributions, prepare annual contribution statements, distribute/manage contribution envelopes; 10/02/2023; 1.00hrs/moth; Not During Securities Trading Hours; Not Investment Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-05-09 |
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