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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2023-05-10
TX RA APPROVED 2023-05-10
  • PA RA
    APPROVED
    Since 2023-05-10
  • TX RA
    APPROVED
    Since 2023-05-10

Branch Locations

600 Isabel Drive, Lebanon, PA 17042 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel, Nicolaus & Company Inc Lebanon PA 04/2014 Present
  • 04/2014 → Present
    Stifel, Nicolaus & Company Inc
    Lebanon, PA
Other Businesses

1. Zion's Evangelical Lutheran Church, 103 E. Market St, Jonestown, PA 17038; Finance Committee Chairman; Draft a budget, conduct annual audits, schedule meetings, plan special funding projects, review insurance policy, provide recommendations for financial investments; 10/29/19; 2 hr/qtr; Not During Securities Trading Hours; Not Investment Related. 2. Zion's Evangelical Lutheran Church, 103 E. Market St, Jonestown, PA 17038; Mission Ministry Committee Member; Visitors Bags, Helping the community through various events; 3/1/2017; 1 hr/mo; Not During Securities Trading Hours; Not Investment Related. 3. Notary Public; 600 Isabel Drive, Suite 4 Lebanon PA 17042; Notary Public; 3/2/2010; 1 hr/ year; during sec trading hours; Not Inv Related 4. Zion's Evangelical Lutheran Church; 103 E Main St Jonestown PA 17038; Church; Financial Secretary; Record contributions, prepare annual contribution statements, distribute/manage contribution envelopes; 10/02/2023; 1.00hrs/moth; Not During Securities Trading Hours; Not Investment Related.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-09
  • S66 Uniform Combined State Law Examination
    2023-05-09
Other Names
  • Kerri Ann Beachler

View on SEC IAPD

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