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51 Madison Avenue 12Th Floor, New York, NY 10010 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2016-12-15 |
| CA | RA | APPROVED | 2015-11-25 |
Branch Locations
2 North Lake Ave Suite 1050, Pasadena, CA 91101 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nylife Securities Llc | Glendale | CA | 07/2014 | Present |
| New York Life Insurance | Glendale | CA | 04/2014 | Present |
| Submit Digital Llc | Los Angeles | CA | 04/2012 | 01/2018 |
| Eagle Strategies Llc | Glendale | CA | 11/2015 | Present |
| Zephyr Financial Strategies & Insurance Solutions | Glendale | CA | 08/2018 | Present |
[Insurance Brokering; Appointed with outside carriers for the purpose of brokering non-registered insurance products; 801 N Brand Blvd, PH, Glendale CA, 91203; Start Date 12/2016; Role/Title: Insurance Broker; Investment Related; 5 hours per month; 5 hours per month during securities trading hours] [OPERATING UNDER THE DBA NAME OF ZEPHYR FINANCIAL STRATEGIES & INSURANCE SOLUTIONS FOR THE PURPOSE OF SELLING NEW YORK LIFE PRODUCTS AND SERVICES AS WELL AS BROKERING NON-REGISTERED INSURANCE PRODUCTS; INVESTMENT RELATED; OWNER; GLENDALE, CA; START DATE: 08/2018]
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2015-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-16 |
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