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Brian Schlichter

Wells Fargo Advisors Financial Network, LLC

Woodland Hills, CA

St. Louis, MO

Wells Fargo Clearing Services, LLC

Woodland Hills, CA

Woodland Hills, CA

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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-01
  • CA RA
    APPROVED
    Since 2026-04-01

Branch Locations

21600 Oxnard St Ste 1800, Woodland Hills, CA 91367 • United States

One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2015-12-10
  • CA RA
    APPROVED
    Since 2015-12-10

Branch Locations

21600 Oxnard St, 18Th Fl, Tower I Warner Center Towers, Woodland Hills, CA 91367 • United States

Woodland Hills, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc Woodland Hills CA 12/2015 11/2016
Wells Fargo Clearing Services, Llc Woodland Hills CA 11/2016 Present
Wells Fargo Advisors Financial Network Woodland Hills CA 04/2026 Present
  • 12/2015 → 11/2016
    Wells Fargo Advisors, Llc
    Woodland Hills, CA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Woodland Hills, CA
  • 04/2026 → Present
    Wells Fargo Advisors Financial Network
    Woodland Hills, CA
Previous Registrations
Other Businesses

ATTORNEY IN FACT FOR SISTER, INV RELATED, WOODLAND HILLS, CA, START: 11/01/2023, 1 HOUR A MONTH, 1 HOUR DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-01
S63 Uniform Securities Agent State Law Examination 2014-05-31
  • S66 Uniform Combined State Law Examination
    2014-12-01
  • S63 Uniform Securities Agent State Law Examination
    2014-05-31
Other Names
  • Brian Schlichter
  • Brian Keith Schlichter
  • Brian Keith Schlichter
  • Brian K Schlichter

View on SEC IAPD

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Other Offices

MERCER GLOBAL ADVISORS INC. · Woodland Hills, CA
INDEPENDENT FINANCIAL GROUP, LLC · Woodland Hills, CA
VENTURA ADVISORS · WOODLAND HILLS, CA
LPL FINANCIAL LLC · WOODLAND HILLS, CA
LINCOLN INVESTMENT · WOODLAND HILLS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Woodland Hills, CA
CITIGROUP GLOBAL MARKETS INC. · Woodland Hills, CA
CHELSEA MANAGEMENT COMPANY · WOODLAND HILLS, CA

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