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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-03-14
LA RA APPROVED 2015-10-22
FL RA APPROVED 2015-10-05
  • TX RA
    APPROVED
    Since 2025-03-14
  • LA RA
    APPROVED
    Since 2015-10-22
  • FL RA
    APPROVED
    Since 2015-10-05

Branch Locations

4807 County Road 466A, The Villages, FL 34785 • United States

4501 W Napoleon Ave Ste 110, Metairie, LA 70001 • United States

645 Lotus Dr N Ste B, Mandeville, LA 70471 • United States

The Villages, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. New Orleans LA 04/2014 03/2020
Cie Las Vegas NV 01/2014 12/2016
Ameriprise Financial Services, Llc Metairie LA 03/2020 Present
  • 04/2014 → 03/2020
    Ameriprise Financial Services, Inc.
    New Orleans, LA
  • 01/2014 → 12/2016
    Cie
    Las Vegas, NV
  • 03/2020 → Present
    Metairie, LA
Other Businesses

Business Ownership; Crescent State Holdings LLC; Minority owner limited to passive ownership and high-level oversight only.; Passive ownership in a retail business; 339 Metairie Rd, , Metairie, LA, 70005; Not Investment-Related; 03/01/2026; 60 hours per month; 60 during trading hours / Stephens Properties of Florida LLC; Co-owner; Real Estate; 2972 Bonifay Path, , The Villages, FL, 32163; Not Investment-Related; 01/15/2026; 0 hours per month; 0 during trading hours / Mansa Musa Operations LLC; Member/Manager; Administrative and operational support; 2955 Ridgelake Dr, Ste 103, Metairie, LA, 70002; Not Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Mansa Musa Partners LLC; Member/Manager; Administrative and operational support and expense sharing; 2955 Ridgelake Dr, Ste 103, Metairie, LA, 70002; Not Investment-Related; 06/30/2022; 1 to 9 hours per month; 1 to 9 during trading hours / Stephens Properties LLC; Co-owner; Real Estate; 339 Metairie Rd, , Metairie, LA, 70005; Not Investment-Related; 01/15/2026; 0 hours per month; 0 during trading hours / South Plain Holdings LLC; Co-owner; Software and time series data analysis tool; 2972 Bonifay Path, , The Villages, FL, 32163; Not Investment-Related; 02/01/2026; 1 to 9 hours per month; 0 during trading hours.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-07-28
  • S66 Uniform Combined State Law Examination
    2015-07-28
Other Names
  • Michael Reed Stephens
  • Reed Stephens

View on SEC IAPD

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