Best Investors
Account
Sign in
Best Investors
Account
Sign in
Morgan Stanley CRD 149777
$1.96T regulatory AUM 416,984 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-10-25 |
| NY | RA | APPROVED | 2021-06-16 |
| NJ | RA | APPROVED | 2016-05-03 |
Branch Locations
399 Park Avenue 12Th Floor, New York, NY 10022 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | New York | NY | 05/2016 | Present |
| Morgan Stanley, Private Bank N.A. | New York | NY | 06/2016 | Present |
*669169 - SUL FUOCO LLC; Investment Related - No; miami, Florida; Wholesale/Distribution; Manager (Proprietor, Partner, Officer, Director, Employee, Trustee, Agent); 11/2025; During Business Hours: 0; After Business Hours: 0; No active duties. Purpose of the LLC is to passively hold shares in a Pizza company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-10-07 |
Reach out to this advisor