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1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-11-23 |
Branch Locations
1370 Avenue Of The Americas 26Th Floor, New York, NY 10019 • USA
1370 6Th Avenue 26Th Floor, New York, NY 10019 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co | New York | NY | 04/2014 | 02/2018 |
| Btig Llc | New York | NY | 02/2018 | 03/2020 |
| Gagnon Securities, Llc | New York | NY | 03/2020 | Present |
Entity: Gagnon Administrative Services, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Collect fees from the affiliated companies of Gagnon Securities, Duties: Partners of Gagnon Securities are equal Partners of Gagnon Administrative. As needed less than 5 hours monthly during the trading day Entity: Gagnon Securities Partners Fund/Gagnon Securities Private Partners Fund, Partner, 1370 Avenue of the Americas 26th Floor NY, NY 10019, Investment Related: Yes, Nature of Business: Invest and Reinvest the capital of the Gagnon Securities. As needed less than 5 hours monthly during the trading day
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-11-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-19 |
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