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100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2023-04-05 |
Branch Locations
455 Winding Brook Drive, Glastonbury, CT 06033 • United States
100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Hartford | CT | 09/2014 | 05/2018 |
| Lpl Financial Llc | Glastonbury | CT | 05/2018 | Present |
| Gateway Wealth Partners, Llc | Glastonbury | CT | 03/2023 | Present |
1) Nicholas Petronchak is dually-registered with Gateway Wealth Partners, LLC and LPL Financial, LLC ("LPL"). Nicholas Petronchak has served as an investment advisor representative for Gateway Wealth Partners, LLC since 04/2023 and a registered representative with LPL since 05/2018. Business is conducted from 500 Winding Brook Drive, Glastonbury, CT, 06033. Approximately 90% of Nicholas Petronchak's time is for services as an investment advisor representative and the balance as a registered representative. 2) Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month. 3) 05/26/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/03/2023 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-03-13 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-05 |
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