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Current Employers
Gateway Wealth Partners, Llc

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2023-04-05
  • CT RA
    APPROVED
    Since 2023-04-05

Branch Locations

455 Winding Brook Drive, Glastonbury, CT 06033 • United States

100 W. Lawrence Street Suite 304, Appleton, WI 54911 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Hartford CT 09/2014 05/2018
Lpl Financial Llc Glastonbury CT 05/2018 Present
Gateway Wealth Partners, Llc Glastonbury CT 03/2023 Present
  • 09/2014 → 05/2018
    Waddell & Reed, Inc
    Hartford, CT
  • 05/2018 → Present
    Lpl Financial Llc
    Glastonbury, CT
  • 03/2023 → Present
    Glastonbury, CT
Previous Registrations
  • 2015-03-16 → 2018-05-04
    Waddell & Reed
    Hartford, CT
    Hamden, CT
Other Businesses

1) Nicholas Petronchak is dually-registered with Gateway Wealth Partners, LLC and LPL Financial, LLC ("LPL"). Nicholas Petronchak has served as an investment advisor representative for Gateway Wealth Partners, LLC since 04/2023 and a registered representative with LPL since 05/2018. Business is conducted from 500 Winding Brook Drive, Glastonbury, CT, 06033. Approximately 90% of Nicholas Petronchak's time is for services as an investment advisor representative and the balance as a registered representative. 2) Insurance Sales; Same Address; Investment Related; Appx. 10% of time during the month. 3) 05/26/2023 - Gateway Wealth Partners - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 04/03/2023 - 20 Hours Per Month/ 20 Hours During Securities Trading - I provide investment advisory services through Gateway Wealth Partners, an independent investment advisor firm. I started this business activity in 04/2023. I expect to spend approximately 20 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-03-13
S63 Uniform Securities Agent State Law Examination 2014-08-05
  • S66 Uniform Combined State Law Examination
    2015-03-13
  • S63 Uniform Securities Agent State Law Examination
    2014-08-05
Other Names
  • Nick Petronchak

View on SEC IAPD

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