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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2022-07-21 |
Branch Locations
2201 Roswell Rd, Marietta, GA 30062 • United States
106 W Maple St [G1/G3-Rbo], Cumming, GA 30040 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Financial Advisors | Coral Springs | FL | 09/2014 | 06/2018 |
| Sii - John Hancock | Sunrise | FL | 06/2018 | 11/2018 |
| Royal Alliance Associates, Inc. | Sunrise | FL | 11/2018 | 12/2018 |
| Ameriprise Financial Services, Inc | Atlanta | GA | 01/2019 | 07/2022 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 07/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2019-03-30 |
| S65 | Uniform Investment Adviser Law Examination | 2017-07-20 |
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