Richard Arismendy Fabian

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

Portfolio management (individuals)
Portfolio management (institutions)
Pension consulting
Selection of other advisers
Educational seminars
PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2023-12-15
CT	RA	APPROVED	2023-11-14

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank, Na	Port Chester	NY	09/2014	10/2023
Wells Fargo Advisors, Llc	Port Chester	NY	10/2014	11/2016
Wells Fargo Clearing Services, Llc	Port Chester	NY	11/2016	10/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Southbury	CT	10/2023	Present
Bank Of America N.A.	Southbury	CT	11/2023	Present

09/2014 → 10/2023

Wells Fargo Bank, Na

Port Chester, NY
10/2014 → 11/2016

Wells Fargo Advisors, Llc

Port Chester, NY
11/2016 → 10/2023

Wells Fargo Clearing Services, Llc

Port Chester, NY
10/2023 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Southbury, CT
11/2023 → Present

Bank Of America N.A.

Southbury, CT

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-10
S63	Uniform Securities Agent State Law Examination	2014-05-16

Nearby Firms